Sync: Labs-FinTecAI Project Doc Audit Closeout
- 日期：2026-05-14
- Owner：Labs-FinTecAI Admin
- Lane：
knowledge-refactor - 批次：Batch 8C-5
- 状态：Completed for audit closeout; rewrite remains pending / accepted-deferred
1. Closeout 边界
Batch 8C-5 关闭的是五个项目对象的首轮文档体系 audit 汇总，不关闭项目正文重构。
本 closeout 证明：
- Data Horizon、FinClaw、AI Trading Matrix、RLE、FEFM 均已有项目层 canonical / support / evidence / open-gap 角色清单；
- 项目层文档体系的问题已从“是否做过 audit”推进为“谁被授权重写、哪些文件需要 rewrite packet、哪些 readiness 项 accepted-deferred”；
- FR-003、FR-004、FR-014、FR-015、FR-016、FR-017 的项目层缺口已经落到五个项目对象上。
本 closeout 不证明：
projects/*项目正文已经完成重写；- Data Horizon、FinClaw、AI Trading Matrix 已有完整工程 / trial / eval closeout；
- RLE / FEFM 已正式启动、训练、微调、服务化或产生运行证据；
- Admin 已获得统一重写各 Controller 项目正文的授权。
2. 项目 Audit 汇总
| 项目 | Audit packet | Canonical docs | Support docs | Evidence docs | Open gaps | 重写建议 |
|---|---|---|---|---|---|---|
| Data Horizon | packets/sync/labs-fintecai-data-horizon-project-doc-audit-2026-05-14.md | projects/data-horizon/README.md 为 public entry；projects/data-horizon/project-anchor.md 为 project anchor。 | inherited-context.md、current-state.md、output-object-inventory.md。 | current-practice-profile.md、packets/sync/data-horizon-alignment-packet-2026-05-12.md。 | 缺运行证据、commit / branch / startup / db / real source / API / UI / sample outputs、reference eval、product definition / CONTEXT 启动条件、schema / sample / journey / state / eval / evidence path。 | Controller-owned rewrite plan；Admin 不在 Batch 8D 前统一重写项目正文。 |
| FinClaw | packets/sync/labs-fintecai-finclaw-project-doc-audit-2026-05-14.md | projects/finclaw/strategic-whitepaper.md、product-definition.md、mvp-product-definition.md。 | design/foundation/product-object-and-advisor-design.md、design/foundation/terminology-and-object-naming.md、design/v1/v1-design-kickoff-packet.md、design/v1/v1-prd.md、design/v1/v1-collaboration-and-task-packet-plan.md、task packets。 | projects/finclaw/reference-experience/README.md、reference experience / evaluation reports。 | 缺完整 Design Packet、User Journey、Product Object and Schema Design、UI / UX Interaction Design、Agent Orchestration Design、Evaluation and Trial Acceptance Plan、Trial Operations Plan、API / persistence contracts、真实 trial data、reader testing、量化指标、时间盒、kill criteria、JSON samples、state-machine、runnable closeout evidence。 | Controller-owned rewrite plan；可在 Batch 8D 决定是否授权 Admin rewrite-lite 精确文件。 |
| AI Trading Matrix | packets/sync/labs-fintecai-trading-matrix-project-doc-audit-2026-05-14.md | projects/trading-matrix/project-anchor.md。 | inherited-context.md、current-state.md。 | current-practice-profile.md、references/trading-matrix/README.md、NOFX evaluation plan / evaluation、external candidate scan、packets/sync/trading-matrix-context-entry-cleanup-2026-05-13.md。 | 缺 product definition / MVP / PRD、execution governance、risk policy、end-to-end run evidence、NOFX deep gap evaluation、external candidate pool、authorization / audit / permissions security gaps、JSON samples、user journey、state machine、acceptance cases、UI risk state。 | Controller-owned rewrite plan with Admin governance guardrails；Batch 8D 前不直接重写正文。 |
| RLE | packets/sync/labs-fintecai-rle-fefm-project-doc-audit-2026-05-14.md | projects/reinforcement-learning-engine/project-anchor.md。 | inherited-context.md、current-state.md。 | 暂无项目运行证据；当前只有 readiness planning evidence 和 controller state。 | 缺 readiness checklist、真实 upstream feedback samples、本地 repo / prototype / scripts / dataset / run evidence、Feedback Event / Outcome / Error Case / Evaluation Sample / Learning Asset schema、feedback governance rules、RLE -> FEFM 边界。 | accepted-deferred / Controller-owned readiness plan；不应由 Admin 直接写 product definition。 |
| FEFM | packets/sync/labs-fintecai-rle-fefm-project-doc-audit-2026-05-14.md | projects/financial-expert-foundation-model/project-anchor.md。 | inherited-context.md、current-state.md。 | 暂无项目运行证据；当前只有 readiness planning evidence 和 controller state。 | 缺 capability agenda、与 general LLM / existing models 关系、evaluation sample governance、Learning Asset input boundary、frontend system feedback validation scenarios、本地 repo / model / experiments / datasets / training config / run evidence。 | accepted-deferred / Controller-owned readiness plan；不应由 Admin 直接启动模型正文或训练承诺。 |
3. 目标状态更新
| 验收目标 | Batch 8C-5 后状态 | 说明 |
|---|---|---|
| 各项目层所有文档 / 文档体系 / 文档内容完成重构优化 | Audit complete / rewrite pending + accepted-deferred | 五个项目对象 audit 完成；Data Horizon / FinClaw / AI Trading Matrix 进入 rewrite authorization / rewrite packet；RLE / FEFM 进入 readiness-gated accepted-deferred。 |
| 各 Controller 的项目正文已经由 Admin 统一重写完成 | Not satisfied / authorization required | Batch 8C-5 不改变治理边界；是否由 Admin 统一重写必须进入 Batch 8D。 |
| 团队反馈问题及根因逐条解决 | Partially addressed | 项目层缺口已经映射到 FR-003、FR-004、FR-014、FR-015、FR-016、FR-017；仍需 Batch 8D / 8E 转成授权、rewrite packet、readiness packet 或 blocked-with-owner。 |
4. Batch 8D 输入
Batch 8D 必须选择并记录一条主路径：
| 路径 | 含义 | 适用项目 |
|---|---|---|
| 路径 A：Admin precise rewrite authorization | 用户明确授权 Admin 对精确列明的 project-body files 做统一重写。 | 只能用于本 closeout 明确列出的文件，不得泛化为 projects/* 全量改写。 |
| 路径 B：Controller-owned rewrite plan | 接受项目正文继续由对应 Controller 重写，Admin 只维护边界、入口、验收矩阵和公共路由。 | Data Horizon、FinClaw、AI Trading Matrix 的默认路径；RLE / FEFM 的 readiness-gated 默认路径。 |
| 路径 C：Blocked-with-owner | 缺少授权、证据、owner 或项目启动条件，不能执行正文重写。 | 任何没有明确 owner / evidence / authorization 的项目正文。 |
5. 恢复指令
下一自然批次为 Batch 8D Admin Rewrite Authorization。
恢复时先读：
controllers/labs-fintecai-admin/state.mdpackets/sync/labs-fintecai-project-doc-audit-closeout-2026-05-14.mdpackets/sync/labs-fintecai-knowledge-refactor-acceptance-matrix-2026-05-14.mdpackets/sync/labs-fintecai-feedback-root-cause-register-2026-05-14.md
不得从 Batch 8C-5 直接跳到项目正文重写，除非 Batch 8D 明确记录授权、文件清单、owner、验收标准和 rollback / deferral 边界。