生态关系注册表
状态：Active / 人工治理主图 最后更新：2026-05-08 范围：FinTec AI Ecosystem 的生态对象、文档事实源、来源材料、参考材料、同步升级入口之间的规范关系
本文档是当前 Labs-FinTecAI-Gov 的人工治理图谱。它用于明确哪些关系是当前已经确认的生态关系，哪些关系只是候选、待吸收或需要升级判断。
自动图谱工具只能作为辅助发现层。若自动图谱与本文档冲突，以本文档和其上游正式事实源为准。
1. 本文档定位
本文档用于解决自动图谱工具难以准确理解的关系问题：
- 生态层、项目层、来源层、参考层、治理层之间如何连接；
- 哪些文档是事实源，哪些文档只是来源或分析材料；
- 五个核心对象之间是能力协同关系，而不是代码调用关系；
FinClaw的认知边界与AI Trading Matrix的交易执行边界如何表达；- 项目实践如何通过 sync / escalation 回流生态层。
本文档不是新的白皮书，不替代 baseline/01-ecosystem-whitepaper.md、baseline/03-current-baseline.md 或 registry/project-registry.md。
2. 节点类型
| 类型 | 含义 | 典型节点 |
|---|---|---|
ecosystem | 生态整体对象 | FinTec AI Ecosystem |
project | 生态内独立系统 / 产品 / 能力底座 | Data Horizon / 数据视界、FinClaw、AI Trading Matrix、Reinforcement Learning Engine、Financial Expert Foundation Model |
official_doc | 正式事实源或正式治理文档 | baseline/、registry/、contexts/、projects/*/{project-anchor,inherited-context,current-state}、governance/* |
working_doc | 工作稿、补充定义、待吸收材料 | projects/finclaw/strategic-whitepaper.md、source/project-prealignment/finclaw/product-definition-supplement.md |
source_doc | 内部来源或预对齐材料 | source/project-prealignment/finclaw/* |
reference_doc | 外部参考、竞品、反例或持续深度参考 | references/finclaw/* |
packet | 项目向生态层同步或升级的协作入口 | packets/sync/README.md、packets/escalation/README.md |
capability_object | 可被多个文档引用的能力对象或认知对象 | Market Cognition Thread、Structured Market Cognition Snapshot、Fin Skill |
3. 关系词表
| 关系 | 方向 | 含义 |
|---|---|---|
defines | 文档 -> 对象 | 文档定义某个生态对象、项目对象或能力对象 |
anchors | 文档 -> 对象 | 文档用于快速恢复某个对象的当前稳定口径 |
registers | 文档 -> 项目 | 注册表登记项目对象 |
inherits_from | 下游文档 / 项目 -> 上游事实源 | 下游继承上游事实源的口径 |
feeds_into | 上游项目 -> 下游项目 | 上游输出被下游消费，但不表示代码调用 |
supports | 基础设施 / 能力底座 -> 前台项目 | 能力底座支持前台系统能力增强 |
learns_from | 学习层 -> 前台实践 / 反馈对象 | 学习层从真实使用、反馈、案例或结果中沉淀学习资产 |
bounded_by | 项目 / 能力 -> 边界对象 | 某能力受某边界约束 |
governs | 治理文档 -> 材料 / 协作动作 | 治理文档约束材料接入、同步、升级或上下文继承 |
source_of | 来源 / 参考 -> 工作稿 / 正式文档 | 来源材料支撑后续工作稿或正式文档 |
absorbed_by | 来源 / 工作稿 -> 正式文档 | 材料已经或计划被正式文档吸收 |
syncs_to | 项目实践 -> sync packet | 项目实践以低强度方式回流生态层 |
escalates_to | 项目实践 / sync -> escalation packet | 项目实践需要生态层正式裁决 |
review_required | 节点 -> owner / 文档 | 需要人工复核、确认或裁决 |
4. 生态主链路
| Source | Relation | Target | Status | Evidence |
|---|---|---|---|---|
FinTec AI Ecosystem | defines | 3 + 2 structure | Confirmed | baseline/03-current-baseline.md |
Data Horizon / 数据视界 | feeds_into | FinClaw | Candidate interface / readiness gated | registry/project-registry.md |
FinClaw | feeds_into | AI Trading Matrix | Candidate interface / boundary sensitive | registry/project-registry.md |
AI Trading Matrix | feeds_into | Reinforcement Learning Engine | Candidate interface / feedback gated | registry/project-registry.md |
Reinforcement Learning Engine | feeds_into | Financial Expert Foundation Model | Candidate interface / readiness gated | registry/project-registry.md |
Financial Expert Foundation Model | supports | Data Horizon / 数据视界 | Long-term capability feedback | registry/project-registry.md |
Financial Expert Foundation Model | supports | FinClaw | Long-term capability feedback | registry/project-registry.md |
Financial Expert Foundation Model | supports | AI Trading Matrix | Long-term capability feedback | registry/project-registry.md |
5. 正式事实源关系
| Source | Relation | Target | Status | Evidence |
|---|---|---|---|---|
README.md | defines | Labs-FinTecAI-Gov repository role | Confirmed | README.md |
INDEX.md | anchors | formal reading path | Confirmed | INDEX.md |
baseline/01-ecosystem-whitepaper.md | defines | FinTec AI Ecosystem | Confirmed / L0 | baseline/01-ecosystem-whitepaper.md |
baseline/02-ecosystem-anchor.md | anchors | FinTec AI Ecosystem | Confirmed / recovery anchor | baseline/02-ecosystem-anchor.md |
baseline/03-current-baseline.md | defines | current effective baseline | Confirmed / L1 | baseline/03-current-baseline.md |
registry/project-registry.md | registers | Data Horizon / 数据视界 | Confirmed | registry/project-registry.md |
registry/project-registry.md | registers | FinClaw | Confirmed | registry/project-registry.md |
registry/project-registry.md | registers | AI Trading Matrix | Confirmed | registry/project-registry.md |
registry/project-registry.md | registers | Reinforcement Learning Engine | Confirmed | registry/project-registry.md |
registry/project-registry.md | registers | Financial Expert Foundation Model | Confirmed | registry/project-registry.md |
contexts/ecosystem/CONTEXT.md | anchors | ecosystem context recovery | Confirmed | contexts/ecosystem/CONTEXT.md |
6. 项目继承关系
| Source | Relation | Target | Status | Evidence |
|---|---|---|---|---|
projects/data-horizon/inherited-context.md | inherits_from | baseline/03-current-baseline.md | Confirmed | projects/data-horizon/inherited-context.md |
projects/finclaw/product-definition.md | inherits_from | baseline/03-current-baseline.md | Confirmed / consolidated entry | projects/finclaw/product-definition.md |
projects/trading-matrix/inherited-context.md | inherits_from | baseline/03-current-baseline.md | Confirmed | projects/trading-matrix/inherited-context.md |
projects/reinforcement-learning-engine/inherited-context.md | inherits_from | baseline/03-current-baseline.md | Confirmed | projects/reinforcement-learning-engine/inherited-context.md |
projects/financial-expert-foundation-model/inherited-context.md | inherits_from | baseline/03-current-baseline.md | Confirmed | projects/financial-expert-foundation-model/inherited-context.md |
projects/finclaw/strategic-whitepaper.md | inherits_from | source/project-prealignment/finclaw/source-note-finclaw-whitepaper-v0.1.md | Working / translated source | projects/finclaw/strategic-whitepaper.md |
7. 来源与参考吸收关系
| Source | Relation | Target | Status | Evidence |
|---|---|---|---|---|
source/project-prealignment/finclaw/source-note-finclaw-whitepaper-v0.1.md | source_of | projects/finclaw/strategic-whitepaper.md | Partially absorbed | source/project-prealignment/finclaw/source-note-finclaw-whitepaper-v0.1.md |
source/project-prealignment/finclaw/gap-mapping-finclaw-whitepaper-v0.1.md | source_of | projects/finclaw/strategic-whitepaper.md | Partially absorbed | source/project-prealignment/finclaw/gap-mapping-finclaw-whitepaper-v0.1.md |
references/finclaw/fin-chelae-finclaw-analysis.md | source_of | projects/finclaw/product-definition.md | Continuous reference / partially absorbed | references/finclaw/fin-chelae-finclaw-analysis.md |
references/finclaw/martinpmm-finclaw-analysis.md | source_of | projects/finclaw/product-definition.md | Continuous reference / partially absorbed | references/finclaw/martinpmm-finclaw-analysis.md |
references/finclaw/aifinlab-finclaw-analysis.md | source_of | projects/finclaw/product-definition.md | Reference candidate / partial value | references/finclaw/aifinlab-finclaw-analysis.md |
references/finclaw/external-reference-candidate-scan.md | source_of | references/finclaw/* analysis reports | Candidate scan | references/finclaw/external-reference-candidate-scan.md |
references/trading-matrix/* | source_of | projects/trading-matrix/current-state.md | Required before implementation / pending reference evaluation | projects/trading-matrix/current-state.md |
references/trading-matrix/* | review_required | AI Trading Matrix solution recommendation and design input | Required before implementation / pending reference evaluation | projects/trading-matrix/current-state.md |
8. FinClaw 认知与交易执行边界关系
| Source | Relation | Target | Status | Evidence |
|---|---|---|---|---|
FinClaw | bounded_by | cognition-not-execution boundary | Confirmed | projects/finclaw/product-definition.md |
FinClaw | defines | Market Cognition Thread | Working concept | projects/finclaw/product-definition.md |
FinClaw | defines | Structured Market Cognition Snapshot | Working concept | projects/finclaw/product-definition.md |
FinClaw | defines | Fin Skill | Working concept | projects/finclaw/product-definition.md |
FinClaw | feeds_into | AI Trading Matrix | Candidate / cognition to governed trading execution | packets/escalation/README.md |
AI Trading Matrix | bounded_by | authorization-audit-risk-control boundary | Confirmed | projects/trading-matrix/project-anchor.md |
当前明确口径：
FinClaw可以输出评级、target price、portfolio analysis / optimization、backtesting、strategy suggestions、价格 / 事件 / 风险提醒等认知型决策支持；FinClaw不直接触发真实交易执行；- 真实账户、订单、资金、合约、链上动作、自动执行或执行系统调用应由
AI Trading Matrix或明确授权的交易执行链路承接； AI Trading Matrix进入实施前，应完成第三方参考项目分析、测试、体验、评估、对比，并沉淀方案建议和设计输入；- 若某个认知能力开始要求真实执行，应进入 escalation。
9. 协同回流关系
| Source | Relation | Target | Status | Evidence |
|---|---|---|---|---|
project practice | syncs_to | packets/sync/README.md | Confirmed process | packets/sync/README.md |
project practice | escalates_to | packets/escalation/README.md | Confirmed process | packets/escalation/README.md |
packets/sync/README.md | escalates_to | packets/escalation/README.md | Confirmed process | packets/sync/README.md |
governance/material-intake-policy.md | governs | source/ | Confirmed / Draft policy | governance/material-intake-policy.md |
governance/material-intake-policy.md | governs | references/ | Confirmed / Draft policy | governance/material-intake-policy.md |
governance/project-context-template.md | governs | projects/*/CONTEXT.md | Confirmed template | governance/project-context-template.md |
10. 图谱使用规则
维护团队或 Agent 生成图谱时，应按以下优先级理解关系：
- 本文档中的
Confirmed关系； - 上游正式事实源中的直接描述；
- 项目级正式文档中的继承和边界描述；
- Working / Source / Reference Layer 中的待吸收关系；
- 自动推断的
INFERRED关系。
自动推断的 INFERRED 边只能作为问题线索。若一条 INFERRED 边看起来重要，应通过 sync / escalation 或正式文档更新把它转成明确关系，而不是让自动图谱长期承担事实源职责。